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Home » Securities Industry Watchdog Quizzes Wall Street on CDO Sales Practices
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Securities Industry Watchdog Quizzes Wall Street on CDO Sales Practices

July 30, 2010
Three Wall Street investment firms are the focus of an investigation by the Financial Industry Regulatory Authority over alleged irregularities in the sale of synthetic mortgage-related investments.FINRA, a private self-regulatory organization for the securities industry, is said to be looking into the sales practices of Morgan Stanley, Barclays PLC and Credit...
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