Agency Debt, ABS Now Included in FINRA Database After SEC Approves and Solicits Public Comment
October 9, 2009
The Securities and Exchange Commission last week approved a proposal to expand the Financial Industry Regulatory Authority’s Trade Reporting and Compliance Engine to include debt issued by federal government agencies, government corporations and the government-sponsored enterprises, as well as primary market transactions in new issues. Currently, TRACE reports real-time pricing and trade volume...