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Supervision & Examination
» Moody’s Fined $16 Million by SEC for Its Ratings of Non-Agency MBS and CLOs
Moody’s Fined $16 Million by SEC for Its Ratings of Non-Agency MBS and CLOs
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Supervision & Examination
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Problems with rating models that prompted corrections on more than 650 residential MBS in recent years helped lead to a settlement between Moody’s Investors Service and the Securities and Exchange Commission.