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Home » Store » Regulation » SEC Expects to Take More Cases to Trial; U.S. District Judge Calls for Prosecution of Executives

SEC Expects to Take More Cases to Trial; U.S. District Judge Calls for Prosecution of Executives

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The Securities and Exchange Commission is preparing to take more cases to trial in lieu of settling, according to Mary Jo White, chair of the SEC, who prompted a change in the agency’s protocol for settling cases with no admission or denial of guilt. “In this age of diminishing trials, we at the SEC may be about to reverse the trend a bit,” White said in a speech late last week. Shortly after White took over as chair of the SEC, she said...
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