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Home » Store » Taxable » NASD to Create Licensing, Tracking System

NASD to Create Licensing, Tracking System

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State-chartered mortgage companies will soon find it easier to apply for, or renew, their single or multi-state mortgage licenses in the wake of an agreement between state regulators and the National Association of Securities Dealers to create a nationwide online registration and licensing system. The NASD, a private-sector regulator created by the securities industry to police its ranks and enforce regulations, will use systems similar to those it developed and currently maintains for the securities…
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