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Home » Store » News » Wall Street Cracks Down on Unethical Analysts, Requires Wall Between Research, Investment Arms

Wall Street Cracks Down on Unethical Analysts, Requires Wall Between Research, Investment Arms

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The nation’s securities industry is supporting new rules designed to address potential conflicts-of-interest issues when stock analysts, including those covering the mortgage industry, recommend securities to clients and investors. Lawmakers, federal regulators and Wall Street officials unveiled the rules during a press briefing on Capitol Hill earlier this month, coinciding with Senate Commerce Committee hearings on the collapse of Enron.
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