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Volume 2010 - Number 15

July 23, 2010

Regulators Targeting Disclosures on Old and Future Subprime MBS and CDO Transactions

Financial industry regulators are increasingly pursuing disclosure violations for securitized subprime mortgages. A $7.5 million fine by the Financial Industry Regulatory Authority this week against Deutsche Bank Securities follows a record settlement reached by the Securities and Exchange Commission and the establishment of a new office, all relating to securitization disclosures...

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